Español

Our White Collar Defense & Investigations practice group represents companies and individuals in a wide range of criminal and civil enforcement matters. We also regularly advise on the development and maintenance of compliance programs. Our team includes distinguished former federal and state prosecutors who have collectively tried numerous criminal cases to verdict in federal and state courts.

We have extensive experience counseling and defending clients facing actual or potential criminal charges related to Anti-Money Laundering; the Bank Secrecy Act; Kickbacks and Bribery, including the Foreign Corrupt Practices Act (FCPA); Mail/Wire Fraud; Securities Fraud; and Trade Sanctions, among other things.

We routinely represent clients in grand jury investigations and enforcement actions brought by the U.S. Department of Justice, the U.S. Securities & Exchange Commission, the Office of Foreign Assets Control, and state regulators, among others.

  • Anti-Corruption and Foreign Corrupt Practices Act (FCPA)
  • Anti-Money Laundering
  • Antitrust
  • Art Forgery
  • Bank Secrecy Act
  • Bribery/Kickbacks
  • Compliance & Corporate Governance
  • Counterfeiting
  • Embezzlement
  • Environment
  • False Claims Act
  • Forfeiture
  • Healthcare
  • Insurance Fraud and Recovery
  • Investment Fraud
  • Mail and Wire Fraud
  • Ponzi Schemes
  • RICO
  • Securities Fraud
  • Tax
  • Trade Sanctions
  • Unfair and Deceptive Trade Practices
  • Wire Taps
  • Anti-Corruption and Foreign Corrupt Practices Act (FCPA)
    • Counseled the world’s largest oil-field services company in responding to a grand jury subpoena in connection with alleged violations of the FCPA, export controls, and trade sanctions involving hundreds of millions of dollars in potential penalties.
  • Anti-Kickback Act Claims and Defense
    • Represented two targets of an investigation by the Office of the Inspector General for the Department of Health and Human Services (“OIG”) into a multi-million dollar healthcare kickback scheme. The OIG closed its investigation without bringing any charges. Also, successfully defended those clients in a complex civil litigation spawned by the investigation involving more than twenty parties.
  • Anti-Money Laundering
    • Completed Bank Secrecy Act/anti-money laundering compliance due diligence relating to the sale and acquisition of a Florida-based financial institution on behalf of purchaser resulting in the successful closing of the transaction on favorable terms.
  • Antitrust
    • Persuaded the DOJ to end an antitrust investigation into the largest satellite television company in Puerto Rico without any charges being brought.
  • Bank Secrecy Act
    • Represented the former Chief Compliance Officer of a national bank in a Bank Secrecy Act investigation brought by the DOJ. No charges were filed against the client.
    • Completed Bank Secrecy Act/anti-money laundering compliance due diligence relating to the sale and acquisition of a Florida-based financial institution on behalf of purchaser resulting in the successful closing of the transaction on favorable terms.
  • False Claims Act Defense
    • Participated in False Claims Act litigation involving former University of Florida professor, which resulted in a judgment for the Government of approximately $3 million.
    • Represented government and military contractor in negotiating a settlement of False Claims Act and Anti-Kickback Act claims arising out of the illegal and unauthorized conduct of former company employees.
    • Defended the chief executive officer of a leading operator of hospitals and healthcare facilities in an investigation stemming from eight qui tam suits alleging violations of the False Claims Act and kickbacks.
    • Represented government and military contractor in negotiating a settlement of False Claims Act and Anti-Kickback Act claims arising out of the illegal and unauthorized conduct of former company employees. Represented government and military contractor in negotiating a settlement of False Claims Act and Anti-Kickback Act claims arising out of the illegal and unauthorized conduct of former company employees. Represented government and military contractor in negotiating a settlement of False Claims Act and Anti-Kickback Act claims arising out of the illegal and unauthorized conduct of former company employees.
    • Obtained a dismissal with prejudice of claims brought by a qui tam plaintiff under the False Claims Act, in which plaintiff sought over $30 billion in damages based on a purportedly fraudulent scheme by the client (as well as every major pharmaceutical manufacturer in the country) in connection with the use of in-process validation methods to obtain drug approvals from the FDA.
  • Mail and Wire Fraud
    • Represented an individual charged by the DOJ with committing wire fraud in a wide-ranging conspiracy. After pleading guilty, the client was the only defendant in the case to receive a sentence of no jail time.
  • Securities Fraud
    • For over 9 years, represented BBX Capital Corporation and its Chairman and CEO Alan Levan, which owned the 100-branch Florida bank BankAtlantic in an SEC investigation and then enforcement action alleging BBX had concealed loan risks. A six-week jury trial and split verdict in 2014, a successful appeal to the Eleventh Circuit in 2016, and a second six-week jury trial in 2017 resulted in a verdict and judgment for BBX and Mr. Levan rejecting every claim asserted by the SEC.
    • Represented a corporate officer during SEC investigation into allegations of misconduct surrounding the timing of stock purchases and sales.
    • Represented software company officers in connection with Department of Justice, Securities and Exchange Commission, and internal special committee investigations of company stock option backdating practices.
    • Defended a bank in several simultaneous civil suits in both federal and state court regarding the bank's alleged participation in a $1.2 billion dollar Ponzi scheme.
    • Counsel to depository bank, commercial lender, and feeder fund principal in tort and fraudulent transfer lawsuits brought by bankruptcy trustees and private plaintiffs in connection with the Bernie Madoff and Tom Petters Ponzi schemes
    • Obtained a substantial sentence reduction for a client based on his post-conviction cooperation with the DOJ.
  • Taxes
    • Represented a company and its principal facing a grand jury investigation for potential state tax crimes. After working with the client and meeting with prosecutors, no charges were brought against the company or the principal.
    • Represented a CPA who had been subpoenaed by the DOJ for testimony related to potential off-shore tax evasion by others.
  • Trade Sanctions
    • Persuaded OFAC to issue a declination letter to a financial institution that had been accused of violating U.S. sanctions on Cuba.
    • Counseled the world’s largest oil-field services company in responding to a grand jury subpoena in connection with alleged violations of the FCPA, export controls, and trade sanctions involving hundreds of millions of dollars in potential penalties.

Publications: Miami Turns Up the Heat On Corruption
Women's White Collar Defense Association |May 2019|Maria Arhancet Fehretdinov

In the Media: Alan Levan gets back to work
Miami Herald Business Monday |August 2017

In the Media: Levan, BBX cleared of SEC charges
South Florida Business Journal |May 2017

In the Media: Federal Jury Clears Levan and BBX on All SEC Claims
Daily Business Review|May 2017

In the Media: Prominent banker, attorney win fights with SEC, class-action attorneys
South Florida Business & Wealth |May 2017

In the Media: Court reverses 2014 judgment against BBX, Alan Levan
SunSentinel|September 2016

In the Media: 11th Circ. Axes SEC Win in BankAtlantic Fraud Case
Law360|September 2016

In the Media: Levan and BBX overturn SEC’s victory on appeal
South Florida Business Journal|September 2016

In the Media: Nightlife, fashion among law firms’ new niches
Miami Herald|April 2016

In the Media: Top 9 Takeaways From Knoedler Forgery Trial
Artnet|February 2016

Publications: Feds Shift Focus to Money Laundering in Miami Real Estate
Daily Business Review|January 2016|Jason Hernandez

View More View Less